LEGAL UPDATES, OPINIONS & ANALYSIS FOR THE
MINING EXPLORATION & DEVELOPMENT INDUSTRY
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TMX Releases Consultation Paper on Listing of Emerging Market Issuers

Posted by: · December 18th, 2012

The Toronto Stock Exchange (“TSX”) and TSX Venture Exchange (“TSXV”) issued a joint consultation paper in December 2012 identifying the risks associated with listing emerging market issuers. The consultation paper also provided preliminary guidance with respect to listing considerations and seeks comments from stakeholders to improve regulatory material. The comment period will continue to February 28, 2013. This follows the Ontario Securities Commission’s November 2012 release of Staff Notice 51-720…

TSX Provides Guidelines on Stock Symbol Reservations

Posted by: · October 1st, 2012

The Toronto Stock Exchange (the “TSX”) published Notice to Issuers dated October 1, 2012 providing guidance with respect to stock symbol reservations.  It provides that applicants and listed issuers may request a specific stock symbol when applying to list or in the context of a name change, corporate reorganization or similar transaction. Applicants and listed issuers must provide a request in writing to the applicable listing manager and such request should include:…

Categories: TSX Rules

TSX Provides Guidance on Disclosure Requirements Where Security Holder Approval Required

Posted by: · September 28th, 2012

The Toronto Stock Exchange (the “TSX”) published Staff Notice 2012-0003 (the “Notice”) dated September 28, 2012 which provides guidance with respect to disclosure and other related requirements where a transaction is subject to security holder approval pursuant to the TSX Company Manual (the “Manual”). The Notice provides that listed issuers must disclose the material terms of the transaction either in the circular that will be mailed to security holders or in the form…

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This blog discusses issues relevant to mining exploration and development companies carrying on business in Canada and around the world. Topics include acquiring and developing mineral projects, organizing and financing resource companies and mergers and acquisitions.

About Axium

Axium is a leading Vancouver based boutique law firm specializing in securities law, mergers and acquisitions, corporate and business law.