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TMX Releases Consultation Paper on Listing of Emerging Market Issuers

Posted by: · December 18th, 2012

The Toronto Stock Exchange (“TSX”) and TSX Venture Exchange (“TSXV”) issued a joint consultation paper in December 2012 identifying the risks associated with listing emerging market issuers. The consultation paper also provided preliminary guidance with respect to listing considerations and seeks comments from stakeholders to improve regulatory material. The comment period will continue to February 28, 2013. This follows the Ontario Securities Commission’s November 2012 release of Staff Notice 51-720…

TSXV Issues Temporary Relief Measures

Posted by: · August 17th, 2012

In response to current difficult market conditions, the TSX Venture Exchange (the “TSX-V”) issued a temporary relief measures bulletin on August 17, 2012 (the “TRM Bulletin”), providing temporary relief from certain pricing requirements set out in TSX-V Policies.  In particular, in certain circumstances, the TSX-V is suspending until December 31, 2012: – the $0.05 minimum price for share or unit private placement offerings; – the $0.10 minimum conversion price for convertible…

TSXV Amends Policies 1.1 and 3.2 and Reminds of Ongoing Corporate Governance Requirements

Posted by: · February 29th, 2012

The TSX Venture Exchange (“TSXV”) issued a bulletin dated February 29, 2012 amending Policy 1.1 – Interpretation (“Policy 1.1”) and Policy 3.2 – Filing Requirements and Continuous Disclosure (“Policy 3.2”). The amendments address certain inconsistencies with applicable securities laws, remove redundant or unnecessary sections, and enhance the clarity of existing policy requirements and ensuring that their purpose and intent are properly reflected in the wording of Policy 3.2. The principal…

TSXV Issues Reminder of Ongoing Corporate Governance Requirements

Posted by: · February 24th, 2012

The TSX Venture Exchange (the “TSXV”) published a bulletin dated February 24, 2012 reminding of corporate governance requirements of Boards of Directors and Audit Committees. These requirements are principally set forth in Policy 3.1 – Directors, Officers, Other Insiders & Personnel and Corporate Governance of the Corporate Finance Manual (“Policy 3.1”). TSXV performs a regular review of all listed issuers to ensure compliance with these requirements. Board and Management Composition and Qualifications…

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This blog discusses issues relevant to mining exploration and development companies carrying on business in Canada and around the world. Topics include acquiring and developing mineral projects, organizing and financing resource companies and mergers and acquisitions.

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Axium is a leading Vancouver based boutique law firm specializing in securities law, mergers and acquisitions, corporate and business law.